Ryan Nuu
Professional summary
Ryan Nuu is a registered financial advisor currently at OSAIC WEALTH, INC. located in Greenwood Village, Colorado.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Ryan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Nuu's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ryan Nuu's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 5299 Dtc Suite 1350, Greenwood Village, CO 80111November 14, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 5299 Dtc Suite 1350, Greenwood Village, CO 80111May 28, 2025 - August 21, 2025
LPL FINANCIAL LLC
January 3, 2017 - November 14, 2025
GPS WEALTH STRATEGIES GROUP, LLC
September 14, 2015 - April 25, 2017
LPL FINANCIAL LLC
August 17, 2015 - November 21, 2025
LPL FINANCIAL LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2025)
(11/14/2025)
(11/14/2025)
(11/14/2025)
(11/14/2025)
(11/17/2025)
(11/14/2025)
(11/14/2025)
(11/14/2025)
(11/14/2025)
(11/14/2025)
(11/14/2025)
(11/14/2025)
(11/16/2025)
(11/14/2025)
(11/14/2025)
(11/14/2025)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.