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CF

Christopher Flipo

Some features on this profile are disabled
CRD#: 6452572
CF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Flipo was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2015. Christopher had worked at 1 firm and has passed the SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 23, 2017 - July 28, 2020

ARKONIS CAPITAL LLC

BD
CRD#: 147798
WOODBURY, NY
Past

March 11, 2015 - July 25, 2016

ARKONIS CAPITAL LLC

BD
CRD#: 147798
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/10/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/12/2015
General Securities Principal Examination

Current Firm

AC
ARKONIS CAPITAL LLC
ARKONIS CAPITAL LLC | SPREADZERO LLC | SPREAD ZERO, LLC

CRD#: 147798 / SEC#: , 8-67928

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
7600 Jericho Turnpike Suite 304, Woodbury, NY 11797
Mailing Address
7600 Jericho Turnpike Suite 304, Woodbury, NY 11797
Phone number
(917) 716-3542
Established
Delaware since 10/23/2007
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (41 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AVRIO WORLDWIDE, PBCPARENT
BARTON, JEFFREY DANIELCHIEF COMPLIANCE OFFICER4696034
GEORGE, KENNETH RONALDCFO/FINOP2643369
MOLINARI, VINCENT ROBERTPRESIDENT1877970

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARKONIS CAPITAL LLC

CRD#: 147798

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