Roberto C. Apud Abud

HOUSTON, TX

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CRD#: 6452510

Professional summary

Roberto Chaquip Apud Abud was a registered financial advisor .

Roberto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Roberto had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Houston Trading Company, LLC is not investment related business located at 5909 Dolores St. Apt C, Houston, Tx USA whos main business is import/export and comercial representation and sale of sports products(DBA-Ice Sports America) handcrafted products(Lulu Arts & Crafts), Web Sites and Internet Services(DBA-SuWebIto.com). Mr. Apud Abud in a personal capacity gives management & strategy guidance to Houston Trading Company, LLC and several DBA’s owned by it. Mr. Apud Abud dedicates about 10 hours a week on after hour times (after 5PM) and Saturdays to support these activities. His wife overseas the business and DBA’s. Mr. Apud Abud starts every weekday at Next Wealth Advisers at 7AM CST. There are no conflicting interest arising from those outside business activities.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2026 - Present

HOUSTON, TX

Past

February 16, 2022 - May 14, 2026

JV GLOBAL CAPITAL, INC.

RIA

CRD#: 316742

HOUSTON, TX

Past

January 5, 2022 - February 21, 2023

INSIGHT SECURITIES, INC.

CRD#: 5611

HIGHLAND PARK, IL

Past

January 4, 2022 - January 5, 2022

INSIGHT SECURITIES, INC.

RIA

CRD#: 5611

Houston, TX

Past

October 13, 2021 - February 14, 2022

JV GLOBAL CAPITAL, INC.

RIA

CRD#: 316742

Houston, TX

Past

May 15, 2015 - January 14, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SCOTTSDALE, AZ

Past

April 17, 2015 - January 14, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 5/14/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 4/16/2015

General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roberto C. Apud Abud

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

JV GLOBAL CAPITAL, INC.

INSIGHT SECURITIES, INC.

INSIGHT SECURITIES, INC.

JV GLOBAL CAPITAL, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Passed: 5/14/2015

SIE

Passed: 10/1/2018

Series 7

Passed: 4/16/2015

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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