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Sharon Stamper Thompson

MCDERMOTT INVESTMENT SERVICES
NAPLES, FL
·CRD# 6451963·11 years experience

Professional Summary

Sharon Stamper Thompson, who also goes by Sharon Elaine Stamper, is a registered financial advisor currently at MCDERMOTT INVESTMENT SERVICES, LLC located in Naples, Florida. Sharon is registered as a RR (Registered Representative) and started their career in finance in 2015. Sharon has worked at 3 firms and has passed the Series 63, SIE and Series 22 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sharon Elaine Stamper

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

MCDERMOTT INVESTMENT SERVICES, LLC·CRD# 154926
BD
900 Broad Ave South Suite 2c, Naples, FL 34102
January 13, 2025 - Present
GREAT POINT CAPITAL LLC·CRD# 114203
BD
Chicago, IL
November 20, 2020 - December 31, 2024
RCX CAPITAL GROUP, LLC·CRD# 114290
BD
The Woodlands, TX
June 8, 2015 - December 31, 2019

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Current Firm

MI
MCDERMOTT INVESTMENT SERVICES, LLC

MCDERMOTT INVESTMENT SERVICES, LLC

CRD#: 154926 / SEC#: 8-68683
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

900 Broad Ave South Suite 2c, Naples, FL 34102

Mailing Address

P.o. Box 1784, Naples, FL 34106

Phone Number

(610) 882-1460

Established

Pennsylvania since 07/21/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MCDERMOTT, DEAN PATRICKMANAGING MEMBER, CHIEF COMPLIANCE OFFICER1731834
CITO, JOHN PHILIPMANAGING DIRECTOR724521
RIP, OLGACHIEF FINANCIAL OFFICER/FINOP5440553

Disclosures

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/13/2025)
RR
Florida
(1/13/2025)
RR
Indiana
(1/13/2025)
RR
Maryland
(1/13/2025)
RR
North Carolina
(1/13/2025)
RR
Pennsylvania
(1/13/2025)
RR
Texas
(1/13/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jun 2015About the Series 22 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sharon Stamper Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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