Jonathan L. Fargason

NAVIGATE WEALTH MANAGEMENT

BIRMINGHAM, AL 35242

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CRD#: 6451899

Professional summary

Jonathan Luke Fargason, CFP®, who also goes by Jonathan Fargason, Luke Fargason, is a registered financial advisor currently at NAVIGATE WEALTH MANAGEMENT, LLC located in Birmingham, Alabama.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jonathan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan Fargason | Luke Fargason

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Luke Fargason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

April 4, 2024 - Present

NAVIGATE WEALTH MANAGEMENT, LLC

Office #1: 1800 Providence Park Suite 250, Birmingham, AL 35242

RIA

CRD#: 173770

BIRMINGHAM, AL

Past

April 19, 2017 - March 17, 2020

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

BIRMINGHAM, AL

Past

April 19, 2017 - March 17, 2020

FSC SECURITIES CORPORATION

CRD#: 7461

BIRMINGHAM, AL

Past

May 5, 2015 - February 24, 2017

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

CHARLOTTE, NC

Past

April 13, 2015 - February 24, 2017

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVIGATE WEALTH MANAGEMENT, LLC

ABEONA WEALTH | NAVIGATE WEALTH MANAGEMENT, LLC | GRAHS, CARL J

CRD#: 173770 / SEC#: 801-114048

RIA

Registered Investment Advisory firm - (9/26/2018 Approved)

Alabama

Registered Investment Advisory firm - (10/2/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (10/2/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(4/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/13/2015

General Securities Representative Examination

Current Firm

NAVIGATE WEALTH MANAGEMENT, LLC

ABEONA WEALTH | NAVIGATE WEALTH MANAGEMENT, LLC | GRAHS, CARL J

CRD#: 173770 / SEC#: 801-114048

RIA

Registered Investment Advisory firm - (9/26/2018 Approved)

Alabama

Registered Investment Advisory firm - (10/2/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (10/2/2018 Terminated)

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Contact information

Main Address

One Independence Plaza Suite 816, Birmingham, AL 35209

Mailing Address

Phone number

(205) 224-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	776
AUM (Assets Under Management)	$ 354,589,456

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/02/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan L. Fargason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Luke Fargason's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

NAVIGATE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2015

SIE

Date: 10/1/2018

Series 7

Date: 4/13/2015

Current Firm

NAVIGATE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NAVIGATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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