AB
Anderson W. Brookshire
VENDERA MANAGEMENT HOLDINGS
Dallas, TX 75225
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CRD#: 6451851
AB
Professional summary
Anderson Wood Brookshire, who also goes by A. Wood Brookshire, is a registered financial advisor currently at VENDERA MANAGEMENT HOLDINGS, LLC located in Dallas, Texas.
Anderson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Anderson has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
A. Wood Brookshire
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Anderson Wood Brookshire's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2019 - Present
VENDERA MANAGEMENT HOLDINGS, LLC
Office #1: 5949 Sherry Lane Suite 1600, Dallas, TX 75225RIA
CRD#: 175116
Dallas, TX
Past
May 20, 2016 - December 31, 2016
VENDERA MANAGEMENT HOLDINGS, LLC
RIA
CRD#: 175116
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VM
VENDERA MANAGEMENT HOLDINGS, LLC
VENDERA MANAGEMENT HOLDINGS, LLC | VENDERA RESOURCES
CRD#: 175116 / SEC#: 801-107710
RIA
Registered Investment Advisory firm - (5/10/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/7/2019)
Exams
Current Firm
VM
VENDERA MANAGEMENT HOLDINGS, LLC
VENDERA MANAGEMENT HOLDINGS, LLC | VENDERA RESOURCES
CRD#: 175116 / SEC#: 801-107710
RIA
Registered Investment Advisory firm - (5/10/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5949 Sherry Lane Suite 1600, Dallas, TX 75225
Mailing Address
Phone number
(469) 248-3079
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 663,079,986 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 4/13/2016 |
| Texas | ERA - Withdrawn | 4/13/2016 |
Red Flags
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Company Information
VENDERA MANAGEMENT HOLDINGS, LLC
CRD#: 175116Dallas, TX 75225TRUST BUT VERIFY
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