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Davis W. Cain

WHITEROCK WEALTH DESIGN | Financial Advisor
FAYETTEVILLE, AR 72703
CRD#: 6451683
Some features on this profile are disabled
DC
Davis Wesley CainWHITEROCK WEALTH DESIGN

Professional summary

Davis Wesley Cain, who also goes by Davis W Cain, Davis Cain, Davis Wesley Cain, is a registered financial advisor currently at WHITEROCK WEALTH DESIGN, LLC located in Fayetteville, Arkansas.

Davis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Davis has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Davis W Cain | Davis Cain | Davis Wesley Cain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Davis Wesley Cain's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 4, 2026 - Present

WHITEROCK WEALTH DESIGN, LLC

Office #1: 4426 North Waterside Court 110, Fayetteville, AR 72703
RIA
CRD#: 342236
FAYETTEVILLE, AR
Past

April 29, 2021 - June 12, 2026

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Fayetteville, AR
Past

April 29, 2021 - June 12, 2026

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
FAYETTEVILLE, AR
Past

August 5, 2019 - May 12, 2021

MORGAN STANLEY

RIA
CRD#: 149777
LITTLE ROCK, AR
Past

May 24, 2019 - May 12, 2021

MORGAN STANLEY

BD
CRD#: 149777
LITTLE ROCK, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arkansas
(6/4/2026)
IAR
Texas
(6/4/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/5/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/24/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/7/2018
Securities Industry Essentials Examination

Current Firm

WW
WHITEROCK WEALTH DESIGN, LLC
WHITEROCK WEALTH DESIGN, LLC

CRD#: 342236 / SEC#: 801-136429

RIA
Registered Investment Advisory firm - (6/4/2026 120-Day Approval)
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Contact information

Main Address
4426 North Waterside Court 110, Fayetteville, AR 72703
Mailing Address
Phone number
(479) 439-5550
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (6/4/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WHITEROCK WEALTH DESIGN, LLC

Financial AdvisorCRD#: 342236Fayetteville, AR 72703

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Contact information

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xxxxx@xxxx.xxx

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