AT
Adam R. Threadgill
THREADGILL FINANCIAL
THE WOODLANDS, TX 77380
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CRD#: 6451623
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Adam Reese ThreadgillTHREADGILL FINANCIAL
Professional summary
Adam Reese Threadgill, CFP® is a registered financial advisor currently at THREADGILL FINANCIAL, LLC located in The Woodlands, Texas.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Adam has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. the name of the other business: Liberty Brew Works LLC ; whether the business is investment-related: No; the address of the other business: 8556 Katy Fwy Suite 116 Houston, TX 77024; the nature of the other business: Dormant Entity - reserved name for future use; your position, title, or relationship with the other business: Owner of the LLC; the start date of your relationship: 2/26/2015; the approximate number of hours/month you devote to the other business: 0; the number of hours you devote to the other business during securities trading hours: 0; and briefly describe your duties relating to the other business: None at this time.
2. the name of the other business: Liberty Brewing LLC ; whether the business is investment-related: No; the address of the other business: 8556 Katy Fwy Suite 116 Houston, TX 77024; the nature of the other business: Dormant Entity - reserved name for future use; your position, title, or relationship with the other business: Owner of the LLC; the start date of your relationship: 2/26/2015; the approximate number of hours/month you devote to the other business: 0; the number of hours you devote to the other business during securities trading hours: 0; and briefly describe your duties relating to the other business: None at this time.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Reese Threadgill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
February 12, 2015 - Present
THREADGILL FINANCIAL, LLC
Office #1: 2170 Buckthorne Place Suite 260, The Woodlands, TX 77380RIA
CRD#: 174865
THE WOODLANDS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
THREADGILL FINANCIAL, LLC
THREADGILL FINANCIAL, LLC
CRD#: 174865 / SEC#: 801-112505
RIA
Registered Investment Advisory firm - (2/22/2018 Approved)Louisiana
Registered Investment Advisory firm - (2/26/2018 Terminated)Texas
Registered Investment Advisory firm - (2/23/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(2/12/2015)
Current Firm
TF
THREADGILL FINANCIAL, LLC
THREADGILL FINANCIAL, LLC
CRD#: 174865 / SEC#: 801-112505
RIA
Registered Investment Advisory firm - (2/22/2018 Approved)Louisiana
Registered Investment Advisory firm - (2/26/2018 Terminated)Texas
Registered Investment Advisory firm - (2/23/2018 Terminated)Loading...
Contact information
Main Address
2170 Buckthorne Place Suite 260, The Woodlands, TX 77380
Mailing Address
Phone number
(713) 893-5635
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 870 |
| AUM (Assets Under Management) | $ 376,136,246 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THREADGILL FINANCIAL, LLC
CRD#: 174865The Woodlands, TX 77380TRUST BUT VERIFY
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