Lynn M. Kaseta
Professional summary
Lynn M Kaseta, who also goes by Lynn Marie Kaseta, Lynn Kaseta, Lynn M Rider, Lynn Marie Rider, is a registered financial professional currently at EATON VANCE DISTRIBUTORS, INC. located in New York, New York and MORGAN STANLEY DISTRIBUTION, INC. located in New York, New York.
Lynn is registered as a RR (Registered Representative) and started their career in finance in 2024. Lynn has worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lynn M Kaseta's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2024 - Present
EATON VANCE DISTRIBUTORS, INC.
Office #1: 1585 Broadway, New York, NY 10036August 16, 2024 - Present
MORGAN STANLEY DISTRIBUTION, INC.
Office #1: 1585 Broadway, New York, NY 10036State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
MORGAN STANLEY DISTRIBUTION, INC.
CRD#: 30344 / SEC#: , 8-44766
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | OWNER | |
| CORSO, JEFFREY | DIRECTOR | 3113988 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER AND FINOP | 7463692 |
| MCMULLEN, FREDERICK ALLEN | DIRECTOR AND TEXAS DESIGNATED PRINCIPAL | 2537409 |
| RANDALL, RONALD ALLAN | PRINCIPAL OPERATIONS OFFICER | 2946509 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT AND DIRECTOR | 2034689 |
Red Flags
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