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Alan Charles Schauer

FIRST FINANCIAL COACHING
Austin, TX
·CRD# 6451237·11 years experience

Professional Summary

Alan Charles Schauer is a registered financial advisor currently at FIRST FINANCIAL COACHING, INC. located in Austin, Texas. Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Alan has worked at 3 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

FIRST FINANCIAL COACHING, INC.·CRD# 152070
RIA
142 Cimarron Park Loop Suite F, Austin, TX 78610
July 22, 2025 - Present
OSAIC WEALTH, INC.·CRD# 23131
RIA
Buda, TX
August 23, 2024 - July 25, 2025
TRIAD ADVISORS LLC·CRD# 25803
RIA
Buda, TX
February 12, 2015 - August 23, 2024

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Current Firm

FF
FIRST FINANCIAL COACHING, INC.

FFC | YOUR FINANCIAL COACH, INC. | FIRST FINANCIAL COACHING, INC. | FIRST FINANCIAL COACHING

CRD#: 152070 / SEC#: 801-128612
RIA
Registered Investment Advisory firm - SEC (8/30/2023 Approved)
Arizona
Registered Investment Advisory firm - Arizona (9/5/2023 Terminated)
California
Registered Investment Advisory firm - California (10/5/2023 Terminated)
Delaware
Registered Investment Advisory firm - Delaware (9/6/2023 Terminated)
Florida
Registered Investment Advisory firm - Florida (9/5/2023 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (9/11/2023 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (9/5/2023 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (9/8/2023 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (9/5/2023 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (9/19/2023 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (9/28/2023 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (9/5/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (9/5/2023 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (9/5/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

144 South Main St., Mt. Clemens, MI 48043

Phone Number

(586) 463-1880

# of Employees

14

SEC notice filing (26 States and Territories)

Registered to provide investment advisory services in 26 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,977

AUM (Assets Under Management)

$670,646,955

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AScha Holdings LLC POSITION: President NAUTRE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITY TRADING HOURS: 0 START DATE: 2/1/2019 ADDRESS: 12401 Hymeadow, Bldg 5,Austin,TX 78750 DESCRIPTION: Owner of dental building and rent to a dentist. 2)Wealth Protection LLC; POSITION: Owner NATURE: 1099 INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITY TRADING HOURS: 0 START DATE: 9/10/2019 ADDRESS: 12401 Hymeadow, Bldg 5,Austin,TX 78750 DESCRIPTION: corresponding accounting business to 1099 from Triad for investment IAR business; transfer checks from Triad quarterly deposit to Wealth Protection LLC & pay expenses out of account 3)SLATON SCHAUER LAW PLLC POSITION: cfo administration and accounting NATURE: PLLC--wife's business INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 6 START DATE: 11/27/2020 ADDRESS: 102 Raley Road, CEDAR PARK TX 78613, United States DESCRIPTION: For no compensation, I do quick books, register payroll with ADP, other accounting and maintenance work of building and grounds 4) ALAN SCHAUER POSITION: owner rental property NATURE: Sole proprietorship fits most closely to business of renting a property which is zoned mixed to Slaton Schauer Law PLLC as a business office. My wife is the owner of Slaton Schauer Law PLLC. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 10604 Lockerbie Dr, Austin TX 78750, United States DESCRIPTION: Collecting rent from property at 102 Raley Rd. Cedar Park Texas and the associated self management. Property is rented to Slaton Schauer Law PLLC, my wife's business. HBH is no longer the outside management company. Previous OBA disclosed with HBH as the management company.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FIRST FINANCIAL COACHING, INC.

FFC | YOUR FINANCIAL COACH, INC. | FIRST FINANCIAL COACHING, INC. | FIRST FINANCIAL COACHING

CRD#: 152070 / SEC#: 801-128612
RIA
Registered Investment Advisory firm - SEC (8/30/2023 Approved)
Arizona
Registered Investment Advisory firm - Arizona (9/5/2023 Terminated)
California
Registered Investment Advisory firm - California (10/5/2023 Terminated)
Delaware
Registered Investment Advisory firm - Delaware (9/6/2023 Terminated)
Florida
Registered Investment Advisory firm - Florida (9/5/2023 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (9/11/2023 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (9/5/2023 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (9/8/2023 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (9/5/2023 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (9/19/2023 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (9/28/2023 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (9/5/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (9/5/2023 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (9/5/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(7/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2015About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Alan Charles Schauer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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AS
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