GV
Grant E. Vazzano
CARTY, HARDING & HEARN
Memphis, TN 38119
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CRD#: 6451063
GV
Professional summary
Grant Edward Vazzano is a registered financial professional currently at CARTY, HARDING & HEARN, INC. located in Memphis, Tennessee.
Grant is registered as a RR (Registered Representative) and started their career in finance in 2015. Grant has worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Grant Edward Vazzano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2015 - Present
CARTY, HARDING & HEARN, INC.
Office #1: 6263 Poplar Avenue Suite 800, Memphis, TN 38119BD
CRD#: 7001
Memphis, TN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/18/2016)
RR
Arizona(7/20/2021)
RR
Arkansas(1/4/2017)
RR
California(1/9/2018)
RR
Colorado(5/19/2015)
RR
Florida(10/25/2017)
RR
Georgia(10/16/2018)
RR
Illinois(8/16/2021)
RR
Indiana(6/28/2021)
RR
Iowa(11/29/2022)
RR
Kansas(8/18/2021)
RR
Kentucky(8/8/2017)
RR
Louisiana(7/16/2015)
RR
Maine(8/5/2024)
RR
Maryland(12/5/2018)
RR
Massachusetts(12/8/2015)
RR
Minnesota(5/19/2015)
RR
Mississippi(8/18/2015)
RR
Missouri(5/19/2015)
RR
Nebraska(10/5/2021)
RR
Nevada(9/1/2021)
RR
New Hampshire(12/5/2018)
RR
New Mexico(6/6/2023)
RR
North Carolina(1/19/2022)
RR
Ohio(3/14/2022)
RR
Oklahoma(7/10/2024)
RR
Pennsylvania(6/29/2023)
RR
Tennessee(5/15/2015)
RR
Texas(9/9/2015)
RR
Utah(1/20/2021)
RR
Virginia(3/27/2017)
RR
Washington(7/12/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CH
CARTY, HARDING & HEARN, INC.
CARTY & COMPANY, INC. | CHH | CARTY, HARDING, & HEARN, INC. | CARTY, HARDING & HEARN, INC. | CARTY, HARDING & HEARN
CRD#: 7001 / SEC#: , 8-19082
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
6263 Poplar Avenue Suite 800, Memphis, TN 38119
Mailing Address
P.o. Box 17527, Memphis, TN 38187-0527
Phone number
(901) 767-8940
Established
Tennessee since 10/07/1970
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 19 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CARTY, HARDING & HEARN, INC.
CRD#: 7001Memphis, TN 38119TRUST BUT VERIFY
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