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JC

Julie M. Cavanagh

FORESIDE FUND SERVICES
Garden City, NY 11530
Some features on this profile are disabled
CRD#: 6451016
JC

Professional summary

Julie Michelle Cavanagh, who also goes by Julie Michelle Knoll, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Garden City, New York.

Julie is registered as a RR (Registered Representative) and started their career in finance in 2015. Julie has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Julie Michelle Knoll

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Julie Michelle Cavanagh's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 31, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 1010 Franklin Avenue Suite 300a, Garden City, NY 11530
BD
CRD#: 46106
Garden City, NY
Past

June 1, 2023 - June 30, 2025

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
Austin, TX
Past

July 22, 2021 - June 1, 2023

FOX CHASE CAPITAL PARTNERS, LLC

BD
CRD#: 104087
AUSTIN, TX
Past

May 21, 2019 - February 13, 2020

STRATCAP SECURITIES, LLC

BD
CRD#: 151152
NEW YORK, NY
Past

October 16, 2018 - May 22, 2019

BRIDGE CAPITAL ASSOCIATES, INC.

BD
CRD#: 143475
NORCROSS, GA
Past

March 28, 2017 - September 17, 2018

ASCENDANT ALTERNATIVE STRATEGIES, LLC

BD
CRD#: 283881
Austin, TX
Past

May 18, 2015 - February 15, 2017

HATTERAS INVESTMENT PARTNERS, LP

RIA
CRD#: 170628
RALEIGH, NC
Past

April 20, 2015 - February 15, 2017

HATTERAS CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 143365
RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/31/2025)
RR
Arkansas
(7/31/2025)
RR
Louisiana
(7/31/2025)
RR
New Mexico
(7/31/2025)
RR
Oklahoma
(7/31/2025)
RR
Texas
(7/31/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/18/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/17/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/20/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FUND SERVICES, LLC

CRD#: 46106Garden City, NY 11530

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