JB
Justin E. Bruggeman
LITTLEJOHN FINANCIAL SERVICES
ROSEBURG, OR 97471
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CRD#: 6450779
JB
Professional summary
Justin Edward Bruggeman is a registered financial advisor currently at LITTLEJOHN FINANCIAL SERVICES INC located in Roseburg, Oregon.
Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Justin has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Sales; same address; Non-Investment Related; Appx 10% of time during the month
CRS (Client Relationship Summary) - RIA
Click below to view Justin Edward Bruggeman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 11, 2017 - Present
LITTLEJOHN FINANCIAL SERVICES INC
Office #1: 2000 West Harvard Avenue Suite 100, Roseburg, OR 97471RIA
CRD#: 155113
ROSEBURG, OR
Past
April 14, 2016 - August 11, 2017
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
ROSEBURG, OR
Past
March 11, 2015 - March 15, 2016
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
THE WOODLANDS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LITTLEJOHN FINANCIAL SERVICES INC
LITTLEJOHN FINANCIAL | VANTAGE POINT FINANCIAL | LITTLEJOHN FINANCIAL SERVICES, LLC | LITTLEJOHN FINANCIAL SERVICES, INC | LITTLEJOHN FINANCIAL SERVICES INC
CRD#: 155113 / SEC#: 801-120952
RIA
Registered Investment Advisory firm - (4/26/2021 Approved)Arizona
Registered Investment Advisory firm - (5/19/2021 Terminated)California
Registered Investment Advisory firm - (6/18/2021 Terminated)Idaho
Registered Investment Advisory firm - (5/19/2021 Terminated)Montana
Registered Investment Advisory firm - (5/19/2021 Terminated)Oregon
Registered Investment Advisory firm - (5/19/2021 Terminated)Texas
Registered Investment Advisory firm - (5/19/2021 Terminated)Washington
Registered Investment Advisory firm - (6/22/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(11/11/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LF
LITTLEJOHN FINANCIAL SERVICES INC
LITTLEJOHN FINANCIAL | VANTAGE POINT FINANCIAL | LITTLEJOHN FINANCIAL SERVICES, LLC | LITTLEJOHN FINANCIAL SERVICES, INC | LITTLEJOHN FINANCIAL SERVICES INC
CRD#: 155113 / SEC#: 801-120952
RIA
Registered Investment Advisory firm - (4/26/2021 Approved)Arizona
Registered Investment Advisory firm - (5/19/2021 Terminated)California
Registered Investment Advisory firm - (6/18/2021 Terminated)Idaho
Registered Investment Advisory firm - (5/19/2021 Terminated)Montana
Registered Investment Advisory firm - (5/19/2021 Terminated)Oregon
Registered Investment Advisory firm - (5/19/2021 Terminated)Texas
Registered Investment Advisory firm - (5/19/2021 Terminated)Washington
Registered Investment Advisory firm - (6/22/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2000 West Harvard Avenue Suite 100, Roseburg, OR 97471
Mailing Address
Phone number
(541) 375-0898
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,246 |
| AUM (Assets Under Management) | $ 157,109,720 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
