Conner D. Johnson
Professional summary
Conner Douglas Johnson is a registered financial professional currently at JONESTRADING located in Thousand Oaks, California.
Conner is registered as a RR (Registered Representative) and started their career in finance in 2015. Conner has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Conner Douglas Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2018 - Present
JONESTRADING
Office #1: 555 Saint Charles Drive Suite #200, Thousand Oaks, CA 91360November 3, 2017 - May 24, 2018
HOVDE GROUP, LLC
February 27, 2017 - October 13, 2017
IMPERIAL CAPITAL, LLC
October 1, 2015 - January 6, 2017
JONESTRADING
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2018)
(10/17/2023)
(6/12/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/13/2016
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
JONESTRADING
CRD#: 6888 / SEC#: , 8-26089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES & ASSOCIATES, INC. | HOLDING COMPANY | |
| BELL, JEREMY DAVID | CCO | 4498676 |
| CHMIELEWSKI, STEVEN ANDREW | DIRECTOR | 2066307 |
| COHEN, SHLOMO | DIRECTOR | 2877188 |
| COOK, BURKE MCCLAIN | CORPORATE SECRETARY / LEGAL COUNSEL | 4863190 |
| HILL, ALAN FINBAR | CEO / DIRECTOR | 5182098 |
| KIRSCH, WILLIAM TANNER | DIRECTOR | 5428522 |
| LEVEEN, JEFFREY EARLE JR | DIRECTOR | 2919172 |
| MICSKY, JEFFREY A | DIRECTOR | 4820920 |
| ONEIL, TIMOTHY DAWSON | EXECUTIVE CHAIRMAN | 2355507 |
| TESORO, ANTHONY JAMES | DIRECTOR | |
| TESORO, PHILLIP JAMES | DIRECTOR | 2009378 |
| WONG, JEFFREY RYAN | FINANCIAL AND OPERATIONS PRINCIPAL | 4428807 |
Disclosures
| Regulatory Event | 9 |
Red Flags
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Company Information
JONESTRADING
CRD#: 6888Thousand Oaks, CA 91360TRUST BUT VERIFY
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