Marc Elliott Bannos
Professional Summary
Marc Elliott Bannos, who also goes by Marc Elliott Bannos, Marc Bannos, was a registered financial advisor. Marc was a previously registered financial professional and started their career in finance 2015 - 2026. Marc had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Marc Elliott Bannos, Marc Bannos
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
Past
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Current Firm
EQUILUS FINANCIAL GROUP INC | EQUILUS GROUP INC
Contact Information
Main Address
385 E Penny Road Suite 101b, Wenatchee, WA 98801Mailing Address
Po Box 1687, Wenatchee, WA 98807Phone Number
(888) 860-0658# of Employees
6Documents
Regulatory Assets Under Management
Total Number of Accounts
152AUM (Assets Under Management)
$25,718,869Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2016About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2016About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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