Amy A. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Aulthouse Mitchell, CFP®, who also goes by Amy Jo Aulthouse, Amy Mitchell, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 2015. Amy had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2020
Experience
October 20, 2018 - September 15, 2025
HEMINGTON WEALTH MANAGEMENT
May 19, 2018 - June 1, 2018
KEYSTONE ASSET MANAGEMENT, INC.
March 9, 2015 - January 22, 2018
ALTIUS FINANCIAL ADVISORS, L.L.C.
Primary Firm SEC Registration
HEMINGTON WEALTH MANAGEMENT
CRD#: 169024 / SEC#: 801-78557
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HEMINGTON WEALTH MANAGEMENT
CRD#: 169024 / SEC#: 801-78557
Contact information
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,845 |
| AUM (Assets Under Management) | $ 1,057,597,113 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
