Justin M. Hobbs

RIVERTREE WEALTH

Denver, CO

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CRD#: 6450226

Professional summary

Justin Michael Hobbs, CFP® is a registered financial advisor currently at RIVERTREE WEALTH located in Denver, Colorado.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Justin has worked at 5 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Michael Hobbs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 10409

CONWAY, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVERTREE WEALTH

RIVERTREE WEALTH | RIVERTREE WEALTH LLC

CRD#: 329595 / SEC#: 801-134383

RIA

Registered Investment Advisory firm - (9/22/2025 Approved)

Arizona

Registered Investment Advisory firm - (9/23/2025 Terminated)

Arkansas

Registered Investment Advisory firm - (9/30/2025 Terminated)

California

Registered Investment Advisory firm - (10/23/2025 Terminated)

Georgia

Registered Investment Advisory firm - (9/23/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (9/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/23/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/3/2026)

IAR

Texas
(3/3/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/17/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/29/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/8/2015

General Securities Representative Examination

Current Firm

RIVERTREE WEALTH

RIVERTREE WEALTH | RIVERTREE WEALTH LLC

CRD#: 329595 / SEC#: 801-134383

RIA

Registered Investment Advisory firm - (9/22/2025 Approved)

Arizona

Registered Investment Advisory firm - (9/23/2025 Terminated)

Arkansas

Registered Investment Advisory firm - (9/30/2025 Terminated)

California

Registered Investment Advisory firm - (10/23/2025 Terminated)

Georgia

Registered Investment Advisory firm - (9/23/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (9/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/23/2025 Terminated)

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Contact information

Main Address

415 N. Mckinley St. Suite 1047, Little Rock, AR 72205

Mailing Address

Phone number

(501) 500-0893

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2026-02-19 RIVERTREE WEALTH FORM ADV PART 2A (2/19/2026)

Regulatory assets under management

Total Number of Accounts	671
AUM (Assets Under Management)	$ 143,107,874

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Justin M. Hobbs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Michael Hobbs's CRS (Customer Relationship Summary).

Certified licenses

Experience

CERITY PARTNERS LLC

WEALTH LEGACY INSTITUTE, INC.

BOSTON MOUNTAIN MONEY MANAGEMENT, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

RIVERTREE WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 7/17/2015

SIE

Date: 4/29/2015

Series 7

Date: 4/8/2015

Current Firm

RIVERTREE WEALTH

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIVERTREE WEALTH

TRUST BUT VERIFY

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