Beau T. Tillinghast
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beau T Tillinghast, CFP®, who also goes by Beau Thomas Tillinghast, Beau Tillinghast, was a registered financial professional .
Beau is a previously registered financial professional and started their career in finance in 2016. Beau had worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2020 - June 22, 2026
KREITLER FINANCIAL LLC
November 28, 2016 - July 10, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 17, 2016 - July 10, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
KREITLER FINANCIAL LLC
CRD#: 309056 / SEC#: 801-118881
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/13/2024
General Securities Representative ExaminationCurrent Firm
KREITLER FINANCIAL LLC
CRD#: 309056 / SEC#: 801-118881
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 950 |
| AUM (Assets Under Management) | $ 584,905,886 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
