ALFONSO F. ADUNA
Professional summary
ALFONSO FRANCISCO QUETZALCOA ADUNA, who also goes by Alfonso Francisco Quetzalcoa Aduna, Alfonso Aduna, is a registered financial advisor currently at ADUNA CAPITAL located in Norwalk, California.
ALFONSO is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. ALFONSO has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view ALFONSO FRANCISCO QUETZALCOA ADUNA's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2021 - Present
ADUNA CAPITAL
Office #1: 12838 Rosecrans Ave, Norwalk, CA 90650April 28, 2015 - July 1, 2020
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/4/2021)
Exams
Series 6TO
Date: 5/1/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ADUNA CAPITAL
CRD#: 311270 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 2,100,000 |
Red Flags
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Company Information
ADUNA CAPITAL
CRD#: 311270Norwalk, CA 90650TRUST BUT VERIFY
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