VC
Vanessa Caudill
ALLSTATE FINANCIAL ADVISORS
Albuquerque, NM 87112-4402
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CRD#: 6449587
VC
Professional summary
Vanessa Caudill, who also goes by Vanessa Anchondo, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Albuquerque, New Mexico and ALLSTATE FINANCIAL SERVICES, LLC located in Albuquerque, New Mexico.
Vanessa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Vanessa has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vanessa Anchondo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CASITA SENIOR LIVING LLC POSITION: Member NATURE: Senior assisted living facility INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 07/31/2019 ADDRESS: 848 Camino Vista Rio, Bernalillo NM 87004, United States DESCRIPTION: Assist with hiring and training of staff, bookkeeping basic duties. Assist with the supplies ordering 5141 GEORGIA PLACE, LLC POSITION: member NATURE: ownership of a residential property? titled to the 5141 Georgia PL LLC. This location houses my other OBA, Casita Senior Living LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/08/2021 ADDRESS: 848 Camino Vista Rio, Bernalillo NM 87004, United States DESCRIPTION: ownership of a residential property? titled to the 5141 Georgia PL LLC. This location houses my other OBA, Casita Senior Living LLC HAPPY FEET CHILDCARE INC POSITION: Owner NATURE: Business is a childcare center we own, normal operating duties. Include payroll, and accounting. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/05/2023 ADDRESS: 1133 Dakota St SE, Albuquerque NM 87108, United States DESCRIPTION: owner but not operating THE CATERPILLAR CLUBHOUSE POSITION: Managing Member NATURE: The business is a daycare center, I do manage the funds of the business and complete accounting and payroll. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2024 ADDRESS: 4221 Silver ST SE, Albuquerque NM 87108, United States DESCRIPTION: The business is a daycare center, I do manage the funds of the business and complete accounting and payroll.
CRS (Client Relationship Summary) - RIA
Click below to view Vanessa Caudill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 5, 2017 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 1700 Juan Tabo Blvd Ne, Albuquerque, NM 87112-4402RIA
CRD#: 109524
Albuquerque, NM
Current
June 5, 2017 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 1700 Juan Tabo Blvd Ne, Albuquerque, NM 87112-4402BD
CRD#: 18272
Albuquerque, NM
Past
April 1, 2016 - April 3, 2017
BOK FINANCIAL SECURITIES, INC.
RIA
CRD#: 17530
ALBUQUERQUE, NM
Past
April 7, 2015 - April 3, 2017
BOK FINANCIAL SECURITIES, INC.
BD
CRD#: 17530
ALBUQUERQUE, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
New Mexico(6/5/2017)
RR
New Mexico(6/6/2017)
RR
Texas(8/13/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524Albuquerque, NM 87112-4402TRUST BUT VERIFY
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