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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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Neil Todd Gartner

Neil T. Gartner

GARTNER FINANCIAL ADVISORS
LOVELAND, OH
Some features on this profile are disabled
CRD#: 6449293
Neil Todd Gartner

Professional summary

Neil Todd Gartner, CFP® is a registered financial advisor currently at GARTNER FINANCIAL ADVISORS located in Loveland, Ohio.

Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Neil has worked at 1 firm and has passed the Series 65 exam.

Core Areas of Focus

Cash Flow/Budgets/Credit Issues
College/Education Planning
Fixed Fee (Subscription
Retainer
etc.)
Investment Advice with Ongoing Management
Investment Advice without Ongoing Management
Retirement Planning & Distribution Rules

Question & Answer

What are your service offerings?
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Investment Planning
Life Transitions
Retirement Income Management
Tax Planning
Insurance Planning
Debt Management
Retirement Planning
Social Security Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Todd Gartner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

Experience

Current

April 1, 2015 - Present

GARTNER FINANCIAL ADVISORS

RIA
CRD#: 174285
LOVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(4/1/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/4/2015
Uniform Investment Adviser Law Examination

Current Firm

GARTNER FINANCIAL ADVISORS
GARTNER FINANCIAL ADVISORS
GARTNER FINANCIAL ADVISORS | GARTNER, NEIL

CRD#: 174285 / SEC#:

Ohio
Registered Investment Advisory firm - (4/1/2015 Approved)
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Contact information

Main Address
Mason, OH
Mailing Address
Phone number
(513) 620-6598
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts39
AUM (Assets Under Management)$ 19,344,201

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GARTNER FINANCIAL ADVISORS

GARTNER FINANCIAL ADVISORS

CRD#: 174285Loveland, OH

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