Louie Shi
Professional summary
Louie Shi is a registered financial professional currently at CHIMERA SECURITIES, LLC located in New York, New York.
Louie is registered as a RR (Registered Representative) and started their career in finance in 2015. Louie has worked at 1 firm and has passed the Series 57TO, SIE and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Louie Shi's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2015 - Present
CHIMERA SECURITIES, LLC
Office #1: 27 Union Square West 4th Floor, New York, NY 10003State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 2/26/2015
Proprietary Trader Qualification ExaminationFINRA
Current Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
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