Francisco J. Diaz

FOUNDERS FAMILY OFFICE

Miami, FL 33131

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CRD#: 6448907

Professional summary

Francisco J Diaz, who also goes by Francisco Diaz, is a registered financial advisor currently at FOUNDERS FAMILY OFFICE located in Miami, Florida.

Francisco is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Francisco has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Francisco Diaz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Francisco is the sole Authorized Member Representative for Tarpumbay Capital, LLC, a Florida Limited Liability Company with address 1010 SW 2nd Ave, Apt 2006, Miami, Florida. The company is not engaged in any investment-related business, and it is used for tax planning purposes.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francisco J Diaz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2023 - Present

FOUNDERS FAMILY OFFICE

Office #1: 98 Se 7th St Suite 620, Miami, FL 33131

RIA

CRD#: 315653

Miami, FL

Past

November 23, 2021 - August 1, 2023

SKYFOREST CAPITAL, LLC

RIA

CRD#: 314315

MIAMI, FL

Past

June 13, 2016 - June 9, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

Miami, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOUNDERS FAMILY OFFICE

ADAMO CAPITAL | FOUNDERS FAMILY OFFICE | ADAMO CAPITAL FAMILY OFFICE LLC

CRD#: 315653 / SEC#: 801-123712

RIA

Registered Investment Advisory firm - (4/15/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/7/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/1/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/1/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/2016

General Securities Representative Examination

Current Firm

FOUNDERS FAMILY OFFICE

ADAMO CAPITAL | FOUNDERS FAMILY OFFICE | ADAMO CAPITAL FAMILY OFFICE LLC

CRD#: 315653 / SEC#: 801-123712

RIA

Registered Investment Advisory firm - (4/15/2022 Approved)

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Contact information

Main Address

98 Se 7th St Suite 620, Miami, FL 33131

Mailing Address

Phone number

(305) 650-2997

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A 2B ADAMO CAPITAL FAMILY OFFICE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	97
AUM (Assets Under Management)	$ 1,323,758,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Francisco J. Diaz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francisco J Diaz's CRS (Customer Relationship Summary).

Certified licenses

Experience

SKYFOREST CAPITAL, LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

FOUNDERS FAMILY OFFICE

State Registrations and Notice Filings

Exams

Series 65

Date: 9/7/2021

Series 63

Date: 8/1/2016

Series 7TO

Date: 3/1/2024

SIE

Date: 10/1/2018

Series 7

Date: 6/13/2016

Current Firm

FOUNDERS FAMILY OFFICE

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOUNDERS FAMILY OFFICE

TRUST BUT VERIFY

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