AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
ID

Isein Dzaferoski

Some features on this profile are disabled
CRD#: 6447854
ID

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Isein Dzaferoski, who also goes by Ike Dzaferoski, was a registered financial professional .

Isein is a previously registered financial professional and started their career in finance in 2023. Isein had worked at 2 firms and has passed the SIE and Series 57TO exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ike Dzaferoski

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 4, 2024 - May 12, 2026

DRW EXECUTION SERVICES, LLC

BD
CRD#: 290408
CHICAGO, IL
Past

June 19, 2023 - June 21, 2023

CTC, LLC

BD
CRD#: 44597
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 6/19/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57TO
Date: 6/17/2023
Securities Trader Exam

Current Firm


DE
DRW EXECUTION SERVICES, LLC
DRW EXECUTION SERVICES, LLC

CRD#: 290408 / SEC#: , 8-70030

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Loading...

Contact information


Main Address
540 W. Madison St. Suite 2500, Chicago, IL 60661
Mailing Address
540 W. Madison St. Suite 2500, Chicago, IL 60661
Phone number
(312) 542-1000
Established
Delaware since 07/28/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
DRW HOLDINGS, LLCMEMBER
ARMOUR II, ROBERT WILLIAMCCO4447215
CALDWELL, CHRISTOPHER ROBERTDIRECTOR OF BROKER DEALER COMPLIANCE4182335
CALIXTO, CHRIZITACHIEF FINANCIAL OFFICER6564070
FOWLER, SCOTT ALANFINOP, PFO3004363
GARCHIK, ADAM TODDCEO2967638

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DRW EXECUTION SERVICES, LLC

CRD#: 290408

TRUST BUT VERIFY

Monitor Isein Dzaferoski

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.