Moira K. Amado-mccoy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Moira Kathleen Amado-mccoy, who also goes by Moira Kathleen Amado-mccoy, Moira Amado-mccoy, Moira Cunningham, Moira Mcgittigan, Moira Miller, was a registered financial professional .
Moira is a previously registered financial professional and started their career in finance in 2015. Moira had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2021 - July 3, 2024
ROBERTSON STEPHENS
November 12, 2021 - July 3, 2024
ROBERTSON STEPHENS CAPITAL MARKETS, LLC
July 13, 2015 - November 16, 2021
EDWARD JONES
May 1, 2015 - November 16, 2021
EDWARD JONES
Primary Firm SEC Registration
ROBERTSON STEPHENS
CRD#: 289977 / SEC#: 801-111814
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
ROBERTSON STEPHENS
CRD#: 289977 / SEC#: 801-111814
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,419 |
| AUM (Assets Under Management) | $ 7,139,384,497 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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