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JK

Josef T. Kelly

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CRD#: 6447153
JK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Josef Thomas Kelly was a registered financial professional .

Josef is a previously registered financial professional and started their career in finance in 2016. Josef had worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 1, 2016 - March 9, 2021

PENSION DYNAMICS SECURITIES CORPORATION

BD
CRD#: 104081
PLEASANT HILL, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/29/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 4/27/2015
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PD
PENSION DYNAMICS SECURITIES CORPORATION
PENSION DYNAMICS SECURITIES CORPORATION

CRD#: 104081 / SEC#: , 8-52535

BD
Terminated by SEC on 03/05/2021
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 10/19/1999
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BUTLER, STEPHEN JAMESCEO
BUDIMAN, MELANIA IPRESIDENT, CFO, CCO,SECRETATY

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PENSION DYNAMICS SECURITIES CORPORATION

CRD#: 104081

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