Joel J. Sylvain

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CRD#: 6446866

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joel J Sylvain, who also goes by Jay J Sylvain, Jay Jude Sylvain, was a registered financial professional .

Joel is a previously registered financial professional and started their career in finance in 2015. Joel had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jay J Sylvain | Jay Jude Sylvain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[The Smile Experiment; 30203 Goodwick Way, Wesley Chapel, FL 33543; Non for Profit I am establishing to help single mothers obtain their first home and assist their children with support for in academic, athletic and leadership development.; Officer; Outline non profit business plan, solicit donations and design events.; From: 07/2016; Amount of Time You Devote to Business: 2 hours per month, 0 hours during securities trading hours; no compensation; non-investment related] [ Imbuqtus; 353 W. 47th St Ste 5A, Miami Beach, Fl 33140; Security technology and body cam; Board Member; Advise the CEO From: 07/2022 ; 1 hour per month, 0 during securities trading hours; non-investment related; no compensation] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 3000 Bayport Dr, Ste 1100 Tampa, FL 33607; start 03/2022; 2 hours per month, 1 hour during securities trading hours; insurance related; commissions] [Union Square Shoes; 632 Benson St, Ste 1 Camden, NJ 08103; Selling Skate shoes and action sports apparel; Board Member; From 10/2019; 1 hour per month, 1 our during securities trading hours; non-investment related] [PowerMoves Radio Show; 5508 N 50th St Ste 15, Tampa, Fl 33610; owner; talk show podcast; 1 hour per month, 0 hours during security trading hours; executive producer; non-investment related] [Maxamillion Enterprises LLC - Dormant; 30203 GOODWICK WAY WESLEY CHAPEL, FL 33543; no compensation; 0 hours; non-investment related] [SPORTS & ENTERTAINMENT PARTNERS, LLC - Dormant; start 03/2022; no compensation; 0 hours; 20203 GOODWICK WAY WESLEY CHAPEL FL 33543; non-investment related] [Harlem Baseball For Kids; I would serve as Ambassador for the program.; 11 Riverside Dr Ste 6kw NY, Ny 10023; Start Date 10/2022; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 26, 2022 - August 4, 2023

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

TAMPA, FL

Past

April 29, 2022 - August 4, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

TAMPA, FL

Past

January 8, 2018 - July 8, 2020

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

SAN ANTONIO, TX

Past

September 16, 2016 - January 8, 2018

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

TAMPA, FL

Past

April 15, 2015 - June 18, 2020

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/30/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/4/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/15/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/2015

General Securities Representative Examination

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joel J. Sylvain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NYLIFE SECURITIES LLC

USAA INVESTMENT SERVICES COMPANY

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/30/2016

Series 63

Date: 5/4/2015

Series 7TO

Date: 3/15/2022

SIE

Date: 10/1/2018

Series 7

Date: 4/15/2015

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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