JO
Jordan M. Olson
PRINCIPAL SECURITIES
SARTELL, MN 56377
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CRD#: 6446613
JO
Professional summary
Jordan Michael Olson, CFP®, who also goes by Jordan M Olson, Jordan Michael Olson, is a registered financial advisor currently at PRINCIPAL SECURITIES, INC. located in Sartell, Minnesota.
Jordan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Jordan has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jordan M Olson | Jordan Michael Olson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 09/15/2025 ADDRESS: 1716 Pine Cone Rd S, Sartell MN 56377, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **ST. CLOUD FINANCIAL CREDIT UNION/ ST. CLOUD FINANCIAL INVESTMENT SERVICES (DBA) POSITION: Registered Representative NATURE: Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 09/15/2025 ADDRESS: 1716 Pine Cone Rd S, Sartell MN 56377, United States DESCRIPTION: Investment services program for the Credit Union. Reps offer guidance on investment and insurance options.
CRS (Client Relationship Summary) - RIA
Click below to view Jordan Michael Olson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jordan Michael Olson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
September 16, 2025 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 1716 Pine Cone Rd S, Sartell, MN 56377RIA
BD
CRD#: 1137
SARTELL, MN
Current
September 16, 2025 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 1716 Pine Cone Rd S, Sartell, MN 56377RIA
BD
CRD#: 1137
SARTELL, MN
Past
July 15, 2024 - September 17, 2025
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ELK RIVER, MN
Past
July 15, 2024 - September 17, 2025
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ELK RIVER, MN
Past
January 11, 2023 - July 16, 2024
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Saint Cloud, MN
Past
January 11, 2023 - July 16, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Saint Cloud, MN
Past
July 7, 2022 - January 18, 2023
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SAINT CLOUD, MN
Past
July 7, 2022 - January 18, 2023
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAINT CLOUD, MN
Past
August 9, 2019 - May 17, 2022
EDWARD JONES
RIA
CRD#: 250
SAUK RAPIDS, MN
Past
August 9, 2019 - May 17, 2022
EDWARD JONES
BD
CRD#: 250
SAUK RAPIDS, MN
Past
February 27, 2018 - August 14, 2019
TD AMERITRADE, INC.
RIA
CRD#: 7870
ROCHESTER, MN
Past
February 26, 2018 - August 14, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
ROCHESTER, MN
Past
February 26, 2018 - August 14, 2019
TD AMERITRADE, INC.
BD
CRD#: 7870
ROCHESTER, MN
Past
February 6, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
April 14, 2015 - February 26, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
ROCHESTER, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PRINCIPAL SECURITIES, INC.
BLC EQUITY SERVICES CORPORATION | PRINCOR FINANCIAL/ SERVICES CORPORATION | PRINCOR FINANCIAL SERVICES CORPORATION | PRINCIPAL SECURITIES, INC. | PRINCIPAL FINANCIAL SERVICES CORPORATION
CRD#: 1137 / SEC#: 801-54949, 8-13975
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/16/2025)
RR
Minnesota(9/16/2025)
IAR
Minnesota(9/16/2025)
RR
South Dakota(9/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PRINCIPAL SECURITIES, INC.
BLC EQUITY SERVICES CORPORATION | PRINCOR FINANCIAL/ SERVICES CORPORATION | PRINCOR FINANCIAL SERVICES CORPORATION | PRINCIPAL SECURITIES, INC. | PRINCIPAL FINANCIAL SERVICES CORPORATION
CRD#: 1137 / SEC#: 801-54949, 8-13975
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
711 High Street, Des Moines, IA 50392
Mailing Address
Principal Financial Group 711 High Street, Des Moines, IA 50392-2080
Phone number
(888) 774-6267
Established
Iowa since 05/01/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,436
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRINCIPAL FINANCIAL SERVICES, INC. | OWNER | |
| AGRAWAL, VIVEK | DIRECTOR | 8050381 |
| CLAIRE, CHAD THOMAS | CHIEF INFORMATION OFFICER | 7219218 |
| DROGAN, THOMAS JOHN | CHIEF COMPLIANCE OFFICER | 2760482 |
| FRIEDRICH, AMY CHRISTINE | DIRECTOR | 7097797 |
| LAWLER, CODY ANTHONY | HEAD OF SUPERVISION, HEAD OF OPERATIONS | 5162072 |
| MCCULLUM, KENNETH ALLEN | DIRECTOR | 4695257 |
| MURRAY, MICHAEL FRANCIS | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHAIR | 2074275 |
| RANTS, DOUGLAS JOHN | CHIEF INFORMATION SECURITY OFFICER | 7148529 |
| ROBERTS, DAWN MARIE | CHIEF FINANCIAL OFFICER | 7929617 |
| SCHELHAAS, NATHAN PAUL | DIRECTOR | 7275495 |
| SPADAFORA, CRAIG ALAN | SENIOR VICE PRESIDENT / HEAD OF ADVISORY AND PLATFORM | 3184320 |
| VANWINKLE, DANIEL SIMON | PSI AML OFFICER | 4715191 |
Regulatory assets under management
| Total Number of Accounts | 63,730 |
| AUM (Assets Under Management) | $ 14,827,718,110 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
| Bond | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/28/2023 | ||
| 09/22/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PRINCIPAL SECURITIES, INC.
CRD#: 1137Sartell, MN 56377TRUST BUT VERIFY
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