Rohit K. Madan
Professional summary
Rohit Kumar Madan, CFP® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in White Plains, New York and NYLIFE DISTRIBUTORS LLC located in White Plains, New York.
Rohit is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Rohit has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rohit Kumar Madan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2016 - Present
EAGLE STRATEGIES LLC
Office #1: 44 South Broadway, White Plains, NY 10601February 10, 2015 - Present
NYLIFE DISTRIBUTORS LLC
Office #1: 44 South Broadway, White Plains, NY 10601Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/29/2016)
(4/2/2015)
(3/10/2022)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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