Rahil Jiwan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rahil Jiwan was a registered financial professional .
Rahil is a previously registered financial professional and started their career in finance in 2015. Rahil had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2021 - September 27, 2021
CHICKASAW CAPITAL MANAGEMENT, LLC
April 30, 2020 - September 27, 2021
CHICKASAW SECURITIES, LLC
March 30, 2015 - March 17, 2020
RBC CAPITAL MARKETS, LLC
Primary Firm SEC Registration
CHICKASAW CAPITAL MANAGEMENT, LLC
CRD#: 127398 / SEC#: 801-62121
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHICKASAW CAPITAL MANAGEMENT, LLC
CRD#: 127398 / SEC#: 801-62121
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 433 |
| AUM (Assets Under Management) | $ 2,529,750,391 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
