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Mark Edward Hilgenbrink

CRD# 6445846·Registered 2015 - 2020
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Edward Hilgenbrink, who also goes by Mark Hilgenbrink, was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 2015 - 2020. Mark had worked at 2 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Hilgenbrink

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

BMO INVESTMENT DISTRIBUTORS, LLC·CRD# 146711
BD
Chicago, IL
July 25, 2018 - February 20, 2020
BMO INVESTMENT DISTRIBUTORS, LLC·CRD# 146711
BD
Chicago, IL
June 23, 2015 - March 12, 2018
BMO HARRIS FINANCIAL ADVISORS, INC.·CRD# 137115
BD
Chicago, IL
May 20, 2015 - April 7, 2021

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Current Firm

BI
BMO INVESTMENT DISTRIBUTORS, LLC

BMO INVESTMENT DISTRIBUTORS, LLC | M&I DISTRIBUTORS LLC

CRD#: 146711 / SEC#: 8-67845
BD
Terminated by SEC on 02/18/2020

Contact Information

Established

Wisconsin since 10/04/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BMO FINANCIAL CORP.DIRECT PARENT CORPORATION—
GREGORY, MARK ANDREWCHIEF COMPLIANCE OFFICER2253531
JONES, BEN DPRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR4206990
LAKE, STEPHANIE ANNCHIEF FINANCIAL OFFICER5845009
OLEARI, SUSAN GDIRECTOR6660230
PAPAGEORGAKIS, PETEDIRECTOR1974178
RAYNIER, MATTHEW BRENNANAML OFFICER6843589
WANIE, LEE GORDON JULIANDIRECTOR2793249

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed May 2015About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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