Andrew A. Venkatraman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Ajit Venkatraman, who also goes by Drew Ajit Venkatraman, Andrew Venkatraman, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2015. Andrew had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2017 - June 19, 2017
FIRST CITIZENS CAPITAL SECURITIES, LLC
February 24, 2015 - March 2, 2017
MUFG AMERICAS CORPORATE ADVISORY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST CITIZENS CAPITAL SECURITIES, LLC
CRD#: 41504 / SEC#: , 8-49466
Contact information
FINRA licenses (49 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
