NT
Noel P. Thomas
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
Houston, TX
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CRD#: 6444737
NT
Noel Palackel ThomasTIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
Professional summary
Noel Palackel Thomas, who also goes by Noel Palackel Thomas, Noel Thomas, Noel P Thomas, is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Houston, Texas.
Noel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Noel has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Noel Palackel Thomas | Noel Thomas | Noel P Thomas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: The Original Chop Shop LLC Position: Owner Nature: Business has a DBA - Collision Auto Repair. Auto body shop. Repair and recondition cars for individuals and other businesses Investment Related: No Hours: 20 Securities Trading Hours: 0 Start Date: 05/03/2023 Address: 10909 S Gessner Rd, Houston TX 77071, United States Description: I do payroll and accounting for the business. Day to day activities are run by the shop manager and technicians.
CRS (Client Relationship Summary) - RIA
Click below to view Noel Palackel Thomas's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Noel Palackel Thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2026 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #2: 6400 Fannin Street Suite 2450, Houston, TX 77030RIA
BD
CRD#: 20472
Houston, TX
Current
August 26, 2026 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 6400 Fannin Street Suite 2450, Houston, TX 77030RIA
BD
CRD#: 20472
HOUSTON, TX
Past
November 26, 2024 - July 23, 2026
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
HOUSTON, TX
Past
November 26, 2024 - July 23, 2026
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Past
May 11, 2022 - June 14, 2024
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Houston, TX
Past
May 11, 2022 - June 14, 2024
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
April 7, 2021 - May 5, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
TUCSON, AZ
Past
March 24, 2021 - May 2, 2022
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
TUCSON, AZ
Past
January 17, 2020 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
Tucson, AZ
Past
January 17, 2020 - January 11, 2021
TD AMERITRADE, INC.
RIA
CRD#: 7870
Tucson, AZ
Past
January 16, 2020 - January 11, 2021
TD AMERITRADE, INC.
BD
CRD#: 7870
Tucson, AZ
Past
May 8, 2018 - January 2, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
TUCSON, AZ
Past
May 8, 2018 - January 2, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
TUCSON, AZ
Past
October 26, 2015 - October 17, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CASTRO VALLEY, CA
Past
October 26, 2015 - October 17, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CASTRO VALLEY, CA
Past
April 29, 2015 - August 17, 2015
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
WALNUT CREEK, CA
Past
March 11, 2015 - August 17, 2015
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
WALNUT CREEK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/26/2026)
IAR
Alabama(8/26/2026)
RR
Alaska(8/26/2026)
RR
Arizona(8/26/2026)
RR
Arkansas(8/26/2026)
RR
California(8/26/2026)
RR
Colorado(8/26/2026)
RR
Connecticut(8/26/2026)
RR
Delaware(8/26/2026)
RR
District of Columbia(8/26/2026)
RR
Florida(8/26/2026)
RR
Georgia(8/26/2026)
RR
Hawaii(8/26/2026)
RR
Idaho(8/26/2026)
RR
Illinois(8/26/2026)
RR
Indiana(8/26/2026)
RR
Iowa(8/26/2026)
RR
Kansas(8/26/2026)
RR
Kentucky(8/26/2026)
RR
Louisiana(8/26/2026)
RR
Maine(8/26/2026)
RR
Maryland(8/26/2026)
RR
Massachusetts(8/26/2026)
RR
Michigan(8/26/2026)
RR
Minnesota(8/26/2026)
RR
Mississippi(8/26/2026)
RR
Missouri(8/26/2026)
RR
Montana(8/26/2026)
RR
Nebraska(8/26/2026)
RR
Nevada(8/26/2026)
RR
New Hampshire(8/26/2026)
RR
New Jersey(8/26/2026)
RR
New Mexico(8/26/2026)
RR
New York(8/26/2026)
RR
North Carolina(8/26/2026)
RR
North Dakota(8/26/2026)
RR
Ohio(8/26/2026)
RR
Oklahoma(8/26/2026)
RR
Oregon(8/26/2026)
RR
Pennsylvania(8/26/2026)
RR
Rhode Island(8/26/2026)
RR
South Carolina(8/26/2026)
RR
South Dakota(8/26/2026)
RR
Tennessee(8/26/2026)
RR
Texas(8/26/2026)
IAR
Texas(8/26/2026)
RR
Utah(8/26/2026)
RR
Vermont(8/26/2026)
IAR
Vermont(8/26/2026)
RR
Virginia(8/26/2026)
RR
Washington(8/26/2026)
RR
West Virginia(8/26/2026)
RR
Wisconsin(8/26/2026)
RR
Wyoming(8/26/2026)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,293
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| D AMBROSI, JULIAN MAURO | PRESIDENT, CEO, ELECTED MANAGER | 4729324 |
| DEATS, JAMES J | ELECTED MANAGER | 4895304 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| OVHORI, ELOHO ISIMEME | CHIEF FINANCIAL OFFICER | 8201407 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,503 |
| AUM (Assets Under Management) | $ 37,928,601,788 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 01/23/2025 | ||
| 12/13/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
