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AP

Andrew M. Pendergrass

MERIWETHER WEALTH & PLANNING
Minden, LA 71055
Some features on this profile are disabled
CRD#: 6444601
AP

Professional summary


Andrew M Pendergrass, CFP®, who also goes by Andy Pendergrass, Andrew M Pengergrass, is a registered financial advisor currently at MERIWETHER WEALTH & PLANNING, LLC located in Minden, Louisiana.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Andrew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Andy Pendergrass | Andrew M Pengergrass

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/26/2018 - Kisatchie Pools, LLC - Not Investment Related - 1621 Germantown Road, Minden, LA 71055 - Outside/W-2 Employment - Owner - Started 09/01/2018 - 12 Hours Per Month/0 Hours During Securities Trading.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Andrew M Pendergrass's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2017

Experience


Current

January 15, 2021 - Present

MERIWETHER WEALTH & PLANNING, LLC

Office #1: 1000 Broadway St, Minden, LA 71055
RIA
CRD#: 310713
Minden, LA
Past

June 2, 2015 - January 13, 2021

ARGENT ADVISORS, INC.

RIA
CRD#: 112028
MINDEN, LA
Past

April 9, 2015 - June 2, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
MINDEN, LA
Past

March 10, 2015 - August 25, 2020

LPL FINANCIAL LLC

BD
CRD#: 6413
MINDEN, LA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MERIWETHER WEALTH & PLANNING, LLC
MERIWETHER FINANCIAL ADVISORS, LLC | MERIWETHER WEALTH & PLANNING, LLC | MERIWETHER FINANCIAL ADVISORS. LLC

CRD#: 310713 / SEC#: 801-120142

RIA
Registered Investment Advisory firm - (1/14/2021 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(1/15/2021)
IAR
Missouri
(1/15/2021)
IAR
Texas
(1/15/2021)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/9/2015
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


MW
MERIWETHER WEALTH & PLANNING, LLC
MERIWETHER FINANCIAL ADVISORS, LLC | MERIWETHER WEALTH & PLANNING, LLC | MERIWETHER FINANCIAL ADVISORS. LLC

CRD#: 310713 / SEC#: 801-120142

RIA
Registered Investment Advisory firm - (1/14/2021 Approved)
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Contact information


Main Address
1000 Broadway St, Minden, LA 71055
Mailing Address
Phone number
(318) 377-1803
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A- MERIWETHER WEALTH & PLANNING, LLC (3/10/2025)

Regulatory assets under management


Total Number of Accounts1,271
AUM (Assets Under Management)$ 263,227,511

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MERIWETHER WEALTH & PLANNING, LLC

CRD#: 310713Minden, LA 71055

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