David Lundberg

AWAKEN FINANCIAL DESIGNS LLC

CARY, NC

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CRD#: 6444372

Professional summary

David Lundberg, who also goes by David Danial Lundberg, David Lundberg, is a registered financial advisor currently at AWAKEN FINANCIAL DESIGNS LLC located in Cary, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. David has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Danial Lundberg | David Lundberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lundberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2026 - Present

AWAKEN FINANCIAL DESIGNS LLC

RIA

CRD#: 339725

CARY, NC

Past

May 1, 2024 - November 4, 2025

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA

CRD#: 175083

CARY, NC

Past

October 30, 2023 - April 8, 2024

SOUND INCOME STRATEGIES, LLC

RIA

CRD#: 173272

Mesa, AZ

Past

June 14, 2023 - September 11, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

MESA, AZ

Past

May 10, 2021 - April 19, 2023

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

Mesa, AZ

Past

May 7, 2021 - April 19, 2023

ONEAMERICA SECURITIES, INC.

CRD#: 4173

Mesa, AZ

Past

November 27, 2020 - April 9, 2021

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SCOTTSDALE, AZ

Past

November 23, 2020 - April 9, 2021

EQUITABLE ADVISORS, LLC

CRD#: 6627

SCOTTSDALE, AZ

Past

July 10, 2020 - November 13, 2020

HELIUM ADVISORS LLC

RIA

CRD#: 282356

Scottsdale, AZ

Past

October 5, 2016 - July 16, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHANDLER, AZ

Past

October 5, 2016 - July 16, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHANDLER, AZ

Past

June 4, 2016 - October 6, 2016

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

PHOENIX, AZ

Past

May 12, 2015 - October 6, 2016

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/3/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/15/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/2015

General Securities Representative Examination

Current Firm

AWAKEN FINANCIAL DESIGNS LLC

CRD#: 339725 / SEC#:

North Carolina

Registered Investment Advisory firm - (2/27/2026 Approved)

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Contact information

Main Address

Cary, NC

Mailing Address

Phone number

(602) 320-5199

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David Lundberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lundberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUNDATIONS INVESTMENT ADVISORS LLC

SOUND INCOME STRATEGIES, LLC

NYLIFE SECURITIES LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

HELIUM ADVISORS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/3/2016

Series 63

Date: 5/15/2015

SIE

Date: 10/1/2018

Series 7

Date: 5/12/2015

Current Firm

AWAKEN FINANCIAL DESIGNS LLC

Contact information

Documents

Red Flags

Company Information

AWAKEN FINANCIAL DESIGNS LLC

TRUST BUT VERIFY

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