Sidarth Balaji
Professional summary
Sidarth Balaji, who also goes by Sid Balaji, is a registered financial professional currently at AEC TRANSACTION SERVICES LLC located in New York, New York.
Sidarth is registered as a RR (Registered Representative) and started their career in finance in 2015. Sidarth has worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sidarth Balaji's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2026 - Present
AEC TRANSACTION SERVICES LLC
Office #1: 28 West 44th St Suite 815, New York, NY 10036June 29, 2022 - March 19, 2026
RAYMOND JAMES & ASSOCIATES, INC.
May 24, 2017 - May 6, 2022
STOUT CAPITAL, LLC
February 11, 2015 - May 16, 2017
GSV ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/31/2026)
Exams
FINRA
Current Firm
AEC TRANSACTION SERVICES LLC
CRD#: 327839 / SEC#: , 8-71142
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AEC MARLEY LLC | MEMBER | |
| AEC LUNA LLC | MEMBER | |
| ALBRIGHT, TYLER JAMES | MANAGING PARTNER | 7806856 |
| AVELINI, ANDREJ | MANAGING PARTNER | 2498642 |
| LAHRE, JOSHUA MCNEIL | MANAGING PARTNER | 5171195 |
| RAGUSA, ROSALBA | CHIEF FINANCIAL OFFICER/FINOP | 2830587 |
| RAGUSA, ROSALBA | CHIEF COMPLIANCE OFFICER | 2830587 |
| SMETONA, JOSEPH MICHAEL | MANAGING PARTNER | 5875853 |
Red Flags
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