Shannon Cree Sapp
CFP®Professional Summary
Shannon Cree Sapp, CFP®, who also goes by Shannon Sapp Sudduth, is a registered financial advisor currently at COQUINA PRIVATE WEALTH ADVISORS located in Sebring, Florida. Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Shannon has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Inheritance
- Employee and Employer Plan Benefits
- Comprehensive Financial Planning
- Life Transitions
- Business Succession Planning
- Retirement Income Management
- Investment Planning
- Insurance Planning
- Long-term Care
- Estate Planning
- Tax Planning
Other Aliases
Shannon Cree Sapp, Shannon Sapp Sudduth
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
COQUINA PRIVATE WEALTH ADVISORS | WEALTHCORE FINANCIAL PLANNING | COQUINA PRIVATE WEALTH LLC
Contact Information
Main Address
18501 Murdock Circle, Suite 201, Port Charlotte, FL 33948Phone Number
(941) 206-5120# of Employees
12SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,519AUM (Assets Under Management)
$417,576,947Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
COQUINA PRIVATE WEALTH ADVISORS | WEALTHCORE FINANCIAL PLANNING | COQUINA PRIVATE WEALTH LLC
State Registrations and Notice Filings
(3/10/2025)
(4/4/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Nov 2018About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 2018About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Shannon Cree Sapp's CRS (Customer Relationship Summary).
Services Offered by Shannon
- Retirement Planning
- Inheritance
- Employee and Employer Plan Benefits
- Comprehensive Financial Planning
- Life Transitions
- Business Succession Planning
- Retirement Income Management
- Investment Planning
- Insurance Planning
- Long-term Care
- Estate Planning
- Tax Planning
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