Kevin M. Malone

MALONE WEALTH VENTURES LLC

Colleyville, TX

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CRD#: 6443764

Professional summary

Kevin Maxwell Malone, who also goes by Kevin Malone, is a registered financial advisor currently at MALONE WEALTH VENTURES LLC located in Colleyville, Texas.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Kevin has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Malone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Maxwell Malone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2021 - Present

MALONE WEALTH VENTURES LLC

RIA

CRD#: 312782

Colleyville, TX

Past

April 24, 2015 - January 8, 2021

EDWARD JONES

RIA

CRD#: 250

PASO ROBLES, CA

Past

March 24, 2015 - January 8, 2021

EDWARD JONES

CRD#: 250

PASO ROBLES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/1/2021)

IAR

Idaho
(6/27/2024)

IAR

Texas
(9/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/10/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/24/2015

General Securities Representative Examination

Current Firm

MALONE WEALTH VENTURES LLC

MALONE WEALTH | VINEYARD CAPITAL | MALONE WEALTH VENTURES LLC | MALONE WEALTH VENTURES

CRD#: 312782 / SEC#: 801-120414

RIA

Registered Investment Advisory firm - (7/28/2021 Terminated)

California

Registered Investment Advisory firm - (7/26/2021 Approved)

Idaho

Registered Investment Advisory firm - (6/26/2024 Approved)

Texas

Registered Investment Advisory firm - (9/13/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Boise, ID

Mailing Address

Phone number

(530) 519-7540

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	135
AUM (Assets Under Management)	$ 64,786,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kevin M. Malone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Maxwell Malone's CRS (Customer Relationship Summary).

Certified licenses

Experience

MALONE WEALTH VENTURES LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 4/10/2015

SIE

Date: 10/1/2018

Series 7

Date: 3/24/2015

Current Firm

MALONE WEALTH VENTURES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MALONE WEALTH VENTURES LLC

TRUST BUT VERIFY

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