Emily M. Hokanson

ABENS FINANCIAL SERVICES

Edina, MN 55436

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CRD#: 6443564

Professional summary

Emily Margaret Hokanson, who also goes by Emily Margaret Abens, is a registered financial advisor currently at ABENS FINANCIAL SERVICES INC located in Edina, Minnesota.

Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Emily has worked at 2 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Emily Margaret Abens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Emily Abens; Edina, MN; Service description: Life/health/accident insurance agent; DBA name: Vivent Solutions; Start date: 01/01/2015; Title: Life/Health/Accident Insurance Agent; Time spent: 5%. 2. Emily Abens; Minnetrista, MN; Service description: Chef/Sales/CFO; DBA name: EMI-CO; Start date: 01/01/2015; Title: Owner; Duties: Chef/Sales/CFO; Time spent: 5%. 3. 1erLLC, Edina, MN; Service description: none; Start date: 09/22/2017; Title: Partner; Duties: No duties. It is an investment partnership; Time spent: 0%. 4. Arnold Abens LLC, Investment related:No, 4926 Lincoln Drive, Edina, MN, 55436, Administrative duties for Arnold Abens LLC, Admin, 10/31/2019, Depends. Usually <5 hours a week., Admin duties for Arnold Abens LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Margaret Hokanson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2020 - Present

ABENS FINANCIAL SERVICES INC

Office #1: 4926 Lincoln Drive, Edina, MN 55436

RIA

CRD#: 106604

Edina, MN

Past

April 21, 2015 - June 16, 2020

APW CAPITAL, INC.

CRD#: 43814

EDINA, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(8/28/2020)

IAR

Texas
(8/28/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/24/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/21/2015

General Securities Representative Examination

Current Firm

ABENS FINANCIAL SERVICES INC

CRD#: 106604 / SEC#: 801-53342

RIA

Registered Investment Advisory firm - (7/29/2016 Terminated)

Minnesota

Registered Investment Advisory firm - (2/5/2016 Approved)

Texas

Registered Investment Advisory firm - (8/29/2019 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4926 Lincoln Drive, Edina, MN 55436

Mailing Address

Phone number

(952) 933-9650

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	93
AUM (Assets Under Management)	$ 104,990,669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Emily M. Hokanson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Margaret Hokanson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ABENS FINANCIAL SERVICES INC

APW CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/2020

Series 66

Date: 6/24/2015

SIE

Date: 10/1/2018

Series 7

Date: 4/21/2015

Current Firm

ABENS FINANCIAL SERVICES INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ABENS FINANCIAL SERVICES INC

TRUST BUT VERIFY

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