Joseph Malhas
Professional summary
Joseph Malhas, who also goes by Joseph Malhas, is a registered financial advisor currently at NINEPOINTTWO CAPITAL LLC located in Los Angeles, California and PRIVATE FINANCIAL COUNSELING located in Los Angeles, California.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Joseph has worked at 4 firms and has passed the Series 65, Series 63, Series 3, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Malhas's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2020 - Present
NINEPOINTTWO CAPITAL LLC
Office #1: 1901 Avenue Of The Stars Ste 1100, Los Angeles, CA 90067January 16, 2025 - Present
PRIVATE FINANCIAL COUNSELING
Office #1: 1901 Avenue Of The Stars Suite 200, Los Angeles, CA 90067May 10, 2019 - July 1, 2019
BOFA SECURITIES, INC.
August 14, 2017 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
PRIVATE FINANCIAL COUNSELING
CRD#: 110648 / SEC#: 801-26253
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/14/2020)
(5/18/2021)
Exams
Current Firm
PRIVATE FINANCIAL COUNSELING
CRD#: 110648 / SEC#: 801-26253
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 382 |
| AUM (Assets Under Management) | $ 262,457,567 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 |
Red Flags
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