Joshua D. Goldman

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CRD#: 6443038

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joshua Daniel Goldman was a registered financial professional .

Joshua is a previously registered financial professional and started their career in finance in 2015. Joshua had worked at 2 firms .

Biography

Joshua provides directional leadership to one of Mariner Wealth Advisors’ Boston offices. He has experience working with individuals, families and nonprofit institutions to provide in depth analysis of their investment portfolios, concentrated positions, retirement plan investment options and other relevant information to help them make informed investment decisions. In addition, he provides comprehensive wealth management services including financial planning, budgeting and insurance reviews to help them achieve their objectives.

Prior to joining Mariner Wealth Advisors, he was a partner and the director of research at Taylor Wealth Management Partners. His core responsibilities included researching and advising on potential investments, portfolio management, financial planning and marketing. Prior to that, Joshua was a lead sell-side equity analyst at Davy in Ireland where he covered airlines, logistics and support service companies.

Joshua holds a bachelor’s degree in biochemistry with first class honors from McGill University, a master’s degree in biochemistry from the Albert Einstein College of Medicine and a Ph.D. in biochemistry from the Albert Einstein College of Medicine. He is a member of the CFA Society Boston.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 1, 2022 - July 6, 2026

MARINER WEALTH

RIA

CRD#: 140195

Cambridge, MA

Past

December 17, 2015 - October 3, 2022

TAYLOR WEALTH MANAGEMENT PARTNERS

RIA

CRD#: 170457

CAMBRIDGE, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARINER WEALTH

CRD#: 140195 / SEC#: 801-66632

RIA

Registered Investment Advisory firm - (4/24/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

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Exams

Current Firm

MARINER WEALTH

CRD#: 140195 / SEC#: 801-66632

RIA

Registered Investment Advisory firm - (4/24/2006 Approved)

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Contact information

Main Address

5700 W. 112th Street Suite 500, Overland Park, KS 66211

Mailing Address

Phone number

(913) 904-5700

Established

Firm type

Fiscal year end

# of Employees

1,503

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARINER ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	155,767
AUM (Assets Under Management)	$ 98,603,233,201

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
11/19/2024	Cover Page	Report
12/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Joshua D. Goldman

Professional summary

Biography

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MARINER WEALTH

TAYLOR WEALTH MANAGEMENT PARTNERS

Primary Firm SEC Registration

MARINER WEALTH

State Registrations and Notice Filings

Exams

Current Firm

MARINER WEALTH

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MARINER WEALTH

TRUST BUT VERIFY

Contact information

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