Joseph Johnson Bautista
CFP®Professional Summary
Joseph Johnson Bautista, CFP®, who also goes by Joe Bautista, Joey Bautista, is a registered financial advisor currently at BAUTISTA PLANNING AND ANALYTICS, LLC located in Sandy, Oregon. Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Joseph has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Business Services
- Financial Planning
- Tax Planning
- Cashflow & Budgeting
- Education Funding
Biography
I grew up in Oregon, joined the Marines at 18, and currently, I'm living as a digital nomad in Latin America with the goal of learning Spanish.
Other Aliases
Joe Bautista, Joey Bautista
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
BAUTISTA PLANNING AND ANALYTICS, LLC | GROW WITH JOE, LLC | BAUTISTA, JOSEPH, JOHNSON
Contact Information
Main Address
Sandy, ORPhone Number
(458) 227-9655# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
2AUM (Assets Under Management)
$665,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(6/24/2019)
(12/7/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2015About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Joseph Johnson Bautista's CRS (Customer Relationship Summary).
Services Offered by Joseph
- Business Services
- Financial Planning
- Tax Planning
- Cashflow & Budgeting
- Education Funding
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