GW
Gah W. Wong
GRANTVEST FINANCIAL GROUP LLC
Matawan, NJ 07747
Some features on this profile are disabled
CRD#: 6442770
GW
Professional summary
Gah W Wong, who also goes by Leo Wong, is a registered financial advisor currently at GRANTVEST FINANCIAL GROUP LLC located in Matawan, New Jersey.
Gah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Gah has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Leo Wong
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Name of Business: Multiple Insurance Carriers. Non-Investment related. Address: 106 Main Street, Suite D, Matawan, NJ 07747. Nature of Business: Sale of insurance products, disability products, and other voluntary benefits. Position/Title/Relationship: Agent. Start Date: 10/30/2019. Hours per month: 5. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Sale of insurance products, disability products, and other voluntary benefits. 2) GRANTvest Financial Group, LLC. Investment related. 106 Main St Ste D Matawan NJ, 07747. Nature of Business: RIA Financial Planning, Primarily ETFs and Equities. Title: Financial Adviser. Start Date: 03/26/2021. Hours Per Month: 160 Hours per month. Duties: Normal Duties of an IAR AND RIA. 3) JBT Benefits Group LLC. Non-Investment related. 160 Main St. Suite D Matawan, NJ 07747, Nature of Business: LLC for processing life and health supplement insurance business. Title: Partner. Start Date: 06/22/2023. Hours Per Month: 1 . Duties: LLC established to process life and supplemental health insurance business. 4) FED RP, LLC - A DBA for marketing services of GrantVest Financial Group to Federal Employees. Address- 106 Main Street, Suite E, Matawan NJ 07747. O hours per month. Start Date 09/2023.
CRS (Client Relationship Summary) - RIA
Click below to view Gah W Wong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2021 - Present
GRANTVEST FINANCIAL GROUP LLC
Office #1: 106 Main Street Suite D, Matawan, NJ 07747RIA
CRD#: 310272
Matawan, NJ
Past
July 16, 2020 - April 12, 2021
CALTON & ASSOCIATES, INC.
RIA
CRD#: 20999
MATAWAN, NJ
Past
February 3, 2015 - December 31, 2024
CALTON & ASSOCIATES, INC.
BD
CRD#: 20999
MATAWAN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GRANTVEST FINANCIAL GROUP LLC
FEDRP | GRANTVEST FINANCIAL GROUP LLC
CRD#: 310272 / SEC#: 801-129847
RIA
Registered Investment Advisory firm - (4/8/2024 Approved)Florida
Registered Investment Advisory firm - (4/17/2024 Terminated)Maryland
Registered Investment Advisory firm - (4/23/2024 Terminated)Massachusetts
Registered Investment Advisory firm - (4/17/2024 Terminated)New Jersey
Registered Investment Advisory firm - (4/18/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/18/2024 Terminated)Texas
Registered Investment Advisory firm - (4/17/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(4/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GF
GRANTVEST FINANCIAL GROUP LLC
FEDRP | GRANTVEST FINANCIAL GROUP LLC
CRD#: 310272 / SEC#: 801-129847
RIA
Registered Investment Advisory firm - (4/8/2024 Approved)Florida
Registered Investment Advisory firm - (4/17/2024 Terminated)Maryland
Registered Investment Advisory firm - (4/23/2024 Terminated)Massachusetts
Registered Investment Advisory firm - (4/17/2024 Terminated)New Jersey
Registered Investment Advisory firm - (4/18/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/18/2024 Terminated)Texas
Registered Investment Advisory firm - (4/17/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
106 Main Street Suite D, Matawan, NJ 07747
Mailing Address
Phone number
(732) 970-6659
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,100 |
| AUM (Assets Under Management) | $ 170,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
