RG
Raymond J. German
GERMAN WEALTH
GRAND FORKS, ND 58201
Some features on this profile are disabled
CRD#: 6442706
RG
Professional summary
Raymond Joseph German is a registered financial advisor currently at GERMAN WEALTH located in Grand Forks, North Dakota and TENCAP WEALTH COACHING located in Grand Forks, North Dakota.
Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Raymond has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LAWYER President of German Law Group; German Law Group PC; Investment Related: No; 2650 32nd Ave S, Suite O, Grand Forks ND, 58201; Description of the business: Law firm concentrating in estate planning, trust administration, and probate.; Responsibilities Duties: attorney for estate planning, trust administration, and probate.; Start date with business: 1979-03-21; Hours devoted to business during trading hours: 30; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 90. Invest Wise LLC dba German Wealth; Inv rel; Grand Forks, ND; RIA; advisory servicess; 15% of time in this practice; start 03/2015.
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Joseph German's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2015 - Present
GERMAN WEALTH
Office #1: 1726 S Washington St Suite 33a, Grand Forks, ND 58201RIA
CRD#: 172493
GRAND FORKS, ND
Current
April 8, 2024 - Present
TENCAP WEALTH COACHING
Office #1: 1726 South Washington Street Suite 33a, Grand Forks, ND 58201RIA
CRD#: 166130
Grand Forks, ND
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TENCAP WEALTH COACHING
TENCAP WEALTH COACHING | TENCAP, LLC | TENCAP WEALTH COACHING, LLC
CRD#: 166130 / SEC#: 801-130427
RIA
Registered Investment Advisory firm - (6/10/2024 Approved)Colorado
Registered Investment Advisory firm - (6/17/2024 Terminated)Idaho
Registered Investment Advisory firm - (6/25/2024 Terminated)Louisiana
Registered Investment Advisory firm - (6/13/2024 Terminated)Minnesota
Registered Investment Advisory firm - (6/13/2024 Terminated)North Carolina
Registered Investment Advisory firm - (6/14/2024 Terminated)North Dakota
Registered Investment Advisory firm - (6/13/2024 Terminated)Texas
Registered Investment Advisory firm - (6/13/2024 Terminated)Utah
Registered Investment Advisory firm - (6/13/2024 Terminated)Washington
Registered Investment Advisory firm - (7/17/2024 Terminated)Wyoming
Registered Investment Advisory firm - (6/13/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(4/6/2015)
IAR
North Dakota(3/23/2015)
IAR
Texas(1/26/2024)
IAR
Texas(5/3/2024)
Current Firm
TW
TENCAP WEALTH COACHING
TENCAP WEALTH COACHING | TENCAP, LLC | TENCAP WEALTH COACHING, LLC
CRD#: 166130 / SEC#: 801-130427
RIA
Registered Investment Advisory firm - (6/10/2024 Approved)Colorado
Registered Investment Advisory firm - (6/17/2024 Terminated)Idaho
Registered Investment Advisory firm - (6/25/2024 Terminated)Louisiana
Registered Investment Advisory firm - (6/13/2024 Terminated)Minnesota
Registered Investment Advisory firm - (6/13/2024 Terminated)North Carolina
Registered Investment Advisory firm - (6/14/2024 Terminated)North Dakota
Registered Investment Advisory firm - (6/13/2024 Terminated)Texas
Registered Investment Advisory firm - (6/13/2024 Terminated)Utah
Registered Investment Advisory firm - (6/13/2024 Terminated)Washington
Registered Investment Advisory firm - (7/17/2024 Terminated)Wyoming
Registered Investment Advisory firm - (6/13/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1314 West 11400 South Suite 201, South Jordan, UT 84095
Mailing Address
Phone number
(801) 221-2956
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,025 |
| AUM (Assets Under Management) | $ 117,197,434 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
