Zhenyuan Zhao
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zhenyuan Zhao, CFA was a registered financial professional .
Zhenyuan is a previously registered financial professional and started their career in finance in 2015. Zhenyuan had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2015 - December 13, 2017
SMARTLEAF ASSET MANAGEMENT LLC
Primary Firm SEC Registration
SMARTLEAF ASSET MANAGEMENT LLC
CRD#: 172273 / SEC#: 801-80910
State Registrations and Notice Filings
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Exams
Current Firm
SMARTLEAF ASSET MANAGEMENT LLC
CRD#: 172273 / SEC#: 801-80910
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,408 |
| AUM (Assets Under Management) | $ 3,675,213,152 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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