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Scott L. Huan

AUMAKUA CAPITAL MANAGEMENT LLC
Albany, OR
Some features on this profile are disabled
CRD#: 6442229
SH

Professional summary

Scott Liyu Huan, who also goes by Liyu Huan, is a registered financial advisor currently at AUMAKUA CAPITAL MANAGEMENT LLC located in Albany, Oregon.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Scott has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Liyu Huan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- the name of the other business; Koninklijke Philips N.V., - whether the business is investment-related; This business is not investment related - the address of the other business; Amstelplein 2, 1096 BC Amsterdam, Netherlands - the nature of the other business: Multinational conglomerate that specializes in consumer retail and medical devices - your position; Director of Market Analysis and Forecasting - title, or relationship with the other business; Director of Market Analysis and Forecasting - the start date of your relationship; May 2015 - the approximate number of hours/month you devote to the other business; 120-160 - the number of hours you devote to the other business during securities trading hours; 60-80 - and briefly describe your duties relating to the other business; Analysis and forecast market conditions for various business segments that the company is interested in

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Liyu Huan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 21, 2015 - Present

AUMAKUA CAPITAL MANAGEMENT LLC

RIA
CRD#: 171791
Albany, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Hawaii
(8/24/2015)
IAR
Oregon
(1/21/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/5/2015
Uniform Investment Adviser Law Examination

Current Firm

AC
AUMAKUA CAPITAL MANAGEMENT LLC
AUMAKUA CAPITAL MANAGEMENT LLC | AUMAKUA CAPITAL MANAGEMENT, LLC

CRD#: 171791 / SEC#:

Hawaii
Registered Investment Advisory firm - (8/18/2015 Approved)
Oregon
Registered Investment Advisory firm - (1/7/2015 Approved)
Texas
Registered Investment Advisory firm - (12/31/2014 Failure to Renew)
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Contact information

Main Address
Albany, OR
Mailing Address
Phone number
(707) 653-6646
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts12
AUM (Assets Under Management)$ 7,145,199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AUMAKUA CAPITAL MANAGEMENT LLC

CRD#: 171791Albany, OR

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