Alexander C. Wolfe
Professional summary
Alexander Carson Wolfe, CFP®, who also goes by Alex Carson Wolfe, is a registered financial advisor currently at BASE WEALTH MANAGEMENT located in Lakewood Ranch, Florida.
Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Alexander has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Carson Wolfe's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
August 15, 2023 - Present
BASE WEALTH MANAGEMENT
Office #1: 7301 Merchant Court Suite A, Lakewood Ranch, FL 34240November 9, 2022 - July 10, 2023
FOURTHOUGHT FINANCIAL PARTNERS, LLC.
March 4, 2022 - December 9, 2022
FOURTHOUGHT PRIVATE WEALTH
November 15, 2018 - October 18, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 27, 2015 - October 18, 2021
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
BASE WEALTH MANAGEMENT
CRD#: 321991 / SEC#: 801-126672
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/15/2023)
Exams
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationCurrent Firm
BASE WEALTH MANAGEMENT
CRD#: 321991 / SEC#: 801-126672
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,931 |
| AUM (Assets Under Management) | $ 269,917,000 |
Red Flags
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