Mayank Mamtani
Professional summary
Mayank Mamtani is a registered financial professional currently at B. RILEY SECURITIES, INC. located in Greenbrae, California.
Mayank is registered as a RR (Registered Representative) and started their career in finance in 2015. Mayank has worked at 2 firms and has passed the Series 63, Series 86, Series 87, Series 7, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mayank Mamtani's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2018 - Present
B. RILEY SECURITIES, INC.
Office #1: 100 Drakes Landing Suite 1-305, Greenbrae, CA 94904March 16, 2015 - March 16, 2016
LEERINK PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2018)
Exams
FINRA
Nasdaq Stock Market
Current Firm
B. RILEY SECURITIES, INC.
CRD#: 25027 / SEC#: , 8-41426
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY SECURITIES HOLDINGS, INC. | DIRECT PARENT | |
| BAKER, JAMES RICHARD | CO-CHIEF EXECUTIVE OFFICER | 5834046 |
| INNIS, KATHLEEN GIBBONS | CHIEF COMPLIANCE OFFICER | 2112837 |
| MCCOY, MICHAEL RICHARD | CHIEF FINANCIAL OFFICER | 4743031 |
| MOORE, ANDREW THOMAS | CO-CHIEF EXECUTIVE OFFICER | 4574997 |
| SCHUTT, JANELLE REGINA | CONTROLLER | 2853858 |
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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Company Information
B. RILEY SECURITIES, INC.
CRD#: 25027Greenbrae, CA 94904TRUST BUT VERIFY
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