Gerard Parisi
Professional summary
Gerard Parisi is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Albany, New York.
Gerard is registered as a RR (Registered Representative) and started their career in finance in 2016. Gerard has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerard Parisi's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 2025 - Present
VANDERBILT SECURITIES, LLC
Office #1: 125 Wolf Road, Suite 315, Albany, NY 12205January 5, 2018 - March 3, 2025
THE INVESTMENT CENTER, INC.
November 3, 2016 - November 3, 2017
LPL FINANCIAL LLC
January 11, 2016 - November 3, 2016
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2025)
(3/3/2025)
(3/3/2025)
(3/3/2025)
(3/3/2025)
Exams
FINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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