KE
Keith W. Ellis
SHP WEALTH MANAGEMENT
Plymouth, MA 02360
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CRD#: 6441180
KE
Professional summary
Keith Winslow Ellis II, who also goes by Keith Ellis, is a registered financial advisor currently at SHP WEALTH MANAGEMENT, LLC located in Plymouth, Massachusetts.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Keith has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Keith Ellis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SHP FINANCIAL, LLC - CO-OWNER/PARTNER, INSURANCE - 40 HOURS/WEEK. 2. D&K PARTNERS - OWNER, REAL ESTATE - 1 HR/WEEK. 3. GEP REAL ESTATE - ONWER, REAL ESTATE - 1 HR/WEEK. 4. KEITH ELLIS AND ASSOCIATES - PRESIDENT, REAL ESTATE - 1 HR/WEEK. 5. Keith Winslow Ellis is a partner of Four Hands, LLC. Four Hands has minor ownership interests in Triad Partners, which SHP may use to write annuity and life insurance business through. SWML will disclose in advance how it or its supervised persons are compensated and will disclose conflicts of interest involving any advice or service provided. At no time will an advisory client be required to use the outside services of any supervised person as a condition of receiving advisory services of SWML. No client is under any obligation to purchase any insurance product. Keith Winslow Ellis engages in a relationship with attorney Keith McManus of McManus Estate Planning. They share insurance commissions on mutual clients. 6. Wicked Fire Pizza - Co-owner - Pizza food truck - not investment related. 1 hour a week. 7. Nationwide Investment Solutions, LLC - Co-Owner/Partner - 2023-01-06; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 1; 8. Joes Stuff, LLC - Manager; not investment related; 35 RUSSELL MILLS RD PLYMOUTH MA 02360; Online market place sales for collectables and trading cards; Lends money for the business to buy collectables; 2025-01-01; 0 Hours per month during and outside trading hours; 2 Percent of total yearly compensation expected to be derived from the business. 9. G.O.A.T CARDS AND COLLECTIBLES, LLC - Manager; not investment related; 150 WATER ST SUITE 106 PLYMOUTH MA 02360; Buy and sell collectables; Lends money for the business to buy collectables; 2025-04-01; 0 Hours per month during and outside trading hours; 2 Percent of total yearly compensation expected to be derived from the business.
CRS (Client Relationship Summary) - RIA
Click below to view Keith Winslow Ellis II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2015 - Present
SHP WEALTH MANAGEMENT, LLC
Office #1: 225 Water St Suite C210, Plymouth, MA 02360RIA
CRD#: 174697
Plymouth, MA
Past
February 2, 2015 - December 31, 2015
FREEDOM INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 126052
SAN RAFAEL, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SHP WEALTH MANAGEMENT, LLC
SHP FINANCIAL | SHP WEALTH MANAGEMENT, LLC | SHP FINANCIAL WEALTH MANAGEMENT LLC
CRD#: 174697 / SEC#: 801-108679
RIA
Registered Investment Advisory firm - (11/29/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(10/28/2015)
Current Firm
SW
SHP WEALTH MANAGEMENT, LLC
SHP FINANCIAL | SHP WEALTH MANAGEMENT, LLC | SHP FINANCIAL WEALTH MANAGEMENT LLC
CRD#: 174697 / SEC#: 801-108679
RIA
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Contact information
Main Address
225 Water St Suite C210, Plymouth, MA 02360
Mailing Address
Phone number
(508) 746-2400
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,093 |
| AUM (Assets Under Management) | $ 1,496,875,252 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SHP WEALTH MANAGEMENT, LLC
CRD#: 174697Plymouth, MA 02360TRUST BUT VERIFY
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